Compliance head

compliance/head of compliance

Foreign Bank-SH

Head of compliance

Ensure periodic compliance review and independent monitoring functions as required by the relevant regulatory requirements and annual compliance work plan are performed, including the provision of compliance advice to management on local regulatory compliance requirements.
Ensure the periodic regulatory/internal reports are submitted to Regulators/Board/Group Compliance (as the case may be) within the stipulated timeline and assist with regulatory liaison, including meeting with the regulators, responding to regulators’ requests and inspections.
Review new products/business proposals and provide feedback on any potential compliance impact.Conduct induction training for new staff (relating to Compliance Policy, Conflict Management Policy, Chinese Walls Policy and AML/CFT Policy) and conduct periodic compliance briefing on new/changes in regulatory requirements, as may be required.......

If you want to Know more details about this position,pls feel free to contact me via Emily.li@hays.cn #1224950

职位摘要

职位类型:
长期
行业
银行和金融服务
工作地点
上海
专业领域
银行与金融服务
参考编号
1224950

咨询我们的专业顾问

请联系负责该职位的专业顾问 Emily Li, , 地址位于 瀚纳仕 上海
上海市静安区石门一路288号, 兴业太古汇香港兴业中心一座1205-1212室

电话号码: 18221225604

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