Foreign Bank-SH

Head of compliance

Ensure periodic compliance review and independent monitoring functions as required by the relevant regulatory requirements and annual compliance work plan are performed, including the provision of compliance advice to management on local regulatory compliance requirements.
Ensure the periodic regulatory/internal reports are submitted to Regulators/Board/Group Compliance (as the case may be) within the stipulated timeline and assist with regulatory liaison, including meeting with the regulators, responding to regulators’ requests and inspections.
Review new products/business proposals and provide feedback on any potential compliance impact.Conduct induction training for new staff (relating to Compliance Policy, Conflict Management Policy, Chinese Walls Policy and AML/CFT Policy) and conduct periodic compliance briefing on new/changes in regulatory requirements, as may be required.......

If you want to Know more details about this position,pls feel free to contact me via Emily.li@hays.cn #1224950